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SIGNATURES#aOverviewHuOverview (1)`Intellectual Property&?EXECUTIVE OFFICERS OF REGISTRAN&ITEM 5 MARKET FOR COMMON STOCK %ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of Operations"EStatement of Operations (1)&o(Factors That Can Affect Operati&<Factors That Can Affect Ope (1)&QOverview of Fiscal 2018 OperatiQsRestricted SharesPResults of Operations Results of Operations (1) ͳResults of Operations (2) Results of Operations (3) Results of Operations (4) &Results of Operations (5) Results of Operations (6) 6Results of Operations (7) L/Results of Operations (8) @Results of Operations (9)!PResults of Operations (10)!^Results of Operations (11)!mResults of Operations (12)"Statement of Operations (2)"Statement of Operations (3)&}Liquidity and Capital Resources&ITEM 8 FINANCIAL STATEMENTS AND"CONSOLIDATED BALANCE SHEETS&CONSOLIDATED STATEMENTS OF OPER&/HCONSOLIDATED STATEMENTS OF STOC&kCONSOLIDATED STATEMENTS OF CASH&CONSOLIDATED STATEMENTS OF (1){Net Income Per Share&2009 disposal of our jewelry buJune 30 in thousandsFJune 30 in thousands (1)&June 30 2018 and 2017 in thousa&)779000 600000 and 560000 for th&9June 30 2018 is approximately 3POWER OF ATTORNEYINDEX TO EXHIBITSTINDEX TO EXHIBITS (1)!dfSUBSIDIARIES OF REGISTRANT&"{SECTION 302 OF THE SARBANESOXLE&CSECTION 302 OF THE SARBANES (1)&dCERTIFICATION OF PERIODIC REPOR&CERTIFICATION OF PERIODIC R (1)
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}2
COLLECTORS UNIVERSE INC10K
08/30/2018 FORM 10K
(Mark One) ?/ 'ANNUAL REPORT PURSUANT TO SECTION 13 OR
/
'15(d) OF THE SECURITIES EXCHANGE ACT OF~
:/'For the fiscal year ended June 30, 2018
OR ?%TRANSITION REPORT PURSUANT TO SECTION2*13 OR 15(d) OF THE SECURITIES EXCHANGE ACTOF 1934.&For the transition period from _______to _____$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:~rPx`F.w9
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FORM 10KCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }I;}$ }+
COLLECTORS UNIVERSE INC10K
08/30/2018!COLLECTORS UNIVERSE, INC.Delaware
3308461915 (State or other jurisdiction of Incorporation , $(I.R.S. Employer Identification No.)
or organization)
911610 E. Saint Andrew Place, Santa Ana, California~
3
+ (Address of principal executive offices)
(Zip Code)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*vhznb,_o=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INC
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018!COLLECTORS UNIVERSE, INC.!Large accelerated filer ?Accelerated Filer ? 0
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }y
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COLLECTORS UNIVERSE INC10K
08/30/2018
SIGNATURESPART IPage
"
ForwardLooking Statements~
Item 1.Business~
Item 1A.Risk Factors~
:
Item 1B.!
Unresolved Staff Comments~
VItem 2.
Properties~
ZItem 3.Legal Proceedings~
Z( Executive Officers of Registrant~
ZPART IIItem 5.4,Market for Common Stock, Related Stockholder~
^.&Matters and Issuer Purchases of Equity
SecuritiesItem 6.,$Selected Consolidated Financial Data~
fItem 7.,$Management?s Discussion and Analysis~
n80of Financial Condition and Results of OperationsItem 7A.0(Quantitative and Qualitative Disclosures~
About Market RiskItem 8..&Financial Statements and Supplementary~
Data/'Report of Independent Registered Public~
Accounting Firm/'Consolidated Balance Sheets at June 30,~
2018 and 2017D l}q7@`r(@UuB !"#$%&'()*+,./0123456789:;<=>?  %Consolidated Statements of Operations~
!!3!+for the Years ended June 30, 2018, 2017 and""~
"##0#(Consolidated Statements of Stockholders?~
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2017 and 2016&&&%Consolidated Statements of Cash Flows~
&''3'+for the Years Ended June 30, 2018, 2017 and((~
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)**.*&Schedule II  Valuation and Qualifying~
*6+++Accounts,,Item 9.5,Changes in and Disagreements with Accountants~
,6.&on Accounting and Financial Disclosure..Item 9A..Controls and Procedures~
.6//Item 9B./Other Information~
/B0PART III00011Item 10.31+Directors, Executive Officers and Corporate~
1B222
Governance33Item 11.3Executive Compensation~
3B44Item 12.04(Security Ownership of Certain Beneficial~
4B5555Owners and Management and Related Stockholder666Matters77Item 13.67.Certain Relationships and Related Transactions~
7B88!8and Director Independence99Item 14..9&Principal Accountant Fees and Services~
9B::::;PART IV;Item 15.2;*Exhibits and Financial Statement Schedules~
;F<<=
SIGNATURES=S1>>?INDEX TO EXHIBITS?E1D6lZ4\4Jd,Ikf6@ABCD@A$B____________________________1C)Created by Morningstar Document Research.0D(http://documentresearch.morningstar.com/
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURESOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018OverviewUnits Processed ~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewIntellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018OverviewDeclared Values (000?s) 20 1 8 ~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018Intellectual PropertyRegistered MarksUnregistered Marks Collectors Universe PSA
Coin Universe*
"Professional Coin Grading Services
PSA/DNA
Collectors.comPCGS
Quick OpinionExpos UnlimitedPCGS SecureSports Market Report/'Long Beach Coin, Stamp and Collectibles
ExpoFirst StrikeSet Registry CoinFactsRookie Ball and GraphPCGS3000Certified Coin ExchangeHistory in Your HandsCCE
PCGS CurrencyCollectors Corner%Professional Currency Grading
FACTS)!Professional Sports Authenticator
SPOTS DATA$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8~rf Np0'yt=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018( EXECUTIVE OFFICERS OF REGISTRANTNameAge Positions Joseph J. Orlando ~
Chief Executive Officer
David G. Hall
~
PresidentJoseph J. Wallace~
Chief Financial Officer
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@sg[U=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kcITEM 5. MARKET FOR COMMON STOCK, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURIT
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kcITEM 5. MARKET FOR COMMON STOCK, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURIT
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)Statement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018STOCK PERFORMANCE GRAPH~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018Statement of Operations,$Consolidated Statement of OperationsYear Ended June 30,
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of Operations!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018Statement of OperationsAt June 30,
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018LDFactors That Can Affect Operating Results and our Financial PositionUnits Processed
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018LDFactors That Can Affect Operating Results and our Financial PositionDeclared Values (000?s)
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)Restricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/20181)Overview of Fiscal 2018 Operating Results!Year Ended June 30, 201 8 !
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Restricted Shares#Financial Performance Goals Threshold Target
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30, ~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }%}$ }
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COLLECTORS UNIVERSE INC10K
08/30/2018Results of Operations
2018 vs. 2017 ~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }%}$ }
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COLLECTORS UNIVERSE INC10K
08/30/2018Results of Operations
201 7 vs. 201 6
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }
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08/30/2018Results of Operations~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }
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08/30/2018Results of Operations~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ } }$}$ } }$}
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08/30/2018Results of Operations"Fiscal Year Ended June 30, ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30, ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30, ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30, Included In: ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30,
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Results of Operations"Fiscal Year Ended June 30, (in thousands)
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018Results of Operations"Fiscal Year Ended June 30, (in thousands)
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Statement of Operations
Quarter Ended ' Quarterly Results of Operations  %(In thousands, except per share data)
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018Statement of Operations
Quarter Ended (In thousands)
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Dec. 31,
Mar. 3 1,
June 30,
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Dec. 31,
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018'Liquidity and Capital Resources
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital ResourcesCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }$4}
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COLLECTORS UNIVERSE INC10K
08/30/2018;3ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATAPage/ 'Report of Independent Registered Public~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS AND!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018#CONSOLIDATED BALANCE SHEETSJune 30, ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018%CONSOLIDATED STATEMENTS OF OPERATIONSYear Ended June 30 , ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/20186.CONSOLIDATED STATEMENTS OF STOCKHOLDERS EQUITYCommon Stock
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASHNet Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/201891CONSOLIDATED STATEMENTS OF CASH FLOWS (continued)Year ended June 30 , ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per ShareJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018jb2009 disposal of our jewelry businesses was fully paid and all remaining assets and liabilities ofJune 30, ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousands!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kc$779,000, $600,000, and $560,000, for the fiscal years ended June 30, 2018, 2017 and 2016, respecti#Fiscal Year Ending June 30,~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for thJune 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/20180(June 30, 2018, is approximately 3 years.
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018June 30 (in thousands):
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as follJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018kcJune 30, 2018, 2017 and 2016, pretax income (loss) was attributed to the following jurisdictions (~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pret!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018.&June 30 was as follows (in thousands):~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kcJune 30, 2018, the liability for income taxes associated with uncertain tax positions was $442,000,1)Unrecognized tax benefits balance at June~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018kcJune 30, 2020 based on the extent to which the goals are achieved or exceeded and assuming their co#Financial Performance Goals Threshold Target
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kc42,180 PSUs will be recognized based on a quarterly assessment as to the progress the Company is maYear Ended June 30, Included in:
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018kc$1,012,000 of compensation expense related to unvested stockbased compensation awards remained unrYear Ending June 30,~
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/2018kcJune 30, 2018, 2017 and 2016 and their respective weighted average grant date fair values (in thousWeighted Number Average
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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COLLECTORS UNIVERSE INC10K
08/30/20185June 30, 2018, are as follows (in thousands):
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net Statement of Operations (4)!July 31 2018 the Company announ
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08/30/2018kcJune 30, 2018, 2017 and 2016. Net identifiable assets and goodwill are provided by business segmentAt June 30, Identifiable Assets: ~
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SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)!July 31 2018 the Company announ
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08/30/2018Statement of Operations
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)
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COLLECTORS UNIVERSE INC10K
08/30/2018kcJuly 31, 2018, the Company announced its quarterly cash dividend of $0.175 per share of common stocSchedule II ) !Valuation and Qualifying Accounts
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }}
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COLLECTORS UNIVERSE INC10K
08/30/2018PART IIIColumn AColumn B
Column C 7 /Number of Securities to be Issued Upon Exercise 6 .WeightedAverage Exercise Price of Outstanding 0
(Number of Securities Remaining Available
of Outstanding Options,
Options,
5
for Future Issuance under Equity CompensationWarrants and RightsWarrants and Rights 
%Plans (Excluding Securities Reflected
in Column A)
%Equity compensation plans approved by
~
$
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stockholders$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hs.w,=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART IIISIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}7
4
COLLECTORS UNIVERSE INC10K
08/30/2018EXHIBIT (a)(1)Financial Statements
.
&The following financial statements are( included in Item 8 of Form 10K:/'Report of Independent Registered Public
Accounting Firm.&Consolidated Balance Sheets as of June30, 2018 and 2017%Consolidated Statements of Operations3+for the years ended June 30, 2018, 2017 and~
0(Consolidated Statements of Stockholders?1)Equity for the years ended June 30, 2018,
2017 and 2016%Consolidated Statements of Cash Flows3+for the years ended June 30, 2018, 2017 and~
6.Notes to the Consolidated Financial StatementsDUlt6iB*n+xS; !"#$%&'()*+,./0123 (a)(2)$ Financial Statement Schedule!5!Schedule II Valuation and Qualifying Accounts"(" included in Item 8 of Form 10K.##$/$'Other schedules are omitted because the%3%+required information is either inapplicable&1&)or has been disclosed in the consolidated'/''financial statements and notes thereto.(() (a)(3))Exhibits*0*(Please see Index to Exhibits immediately+3++following the Signature Page of this Annual,3,+Report for a list of the Exhibits required,/'pursuant to Item 601 of Regulation SK,.,.$to be filed with this Annual Report./0$1____________________________12)Created by Morningstar Document Research.03(http://documentresearch.morningstar.com/,r:"_ P
zR=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITPOWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}2
COLLECTORS UNIVERSE INC10K
08/30/2018
SIGNATURES!COLLECTORS UNIVERSE, INC.
Date: August 30, 2018!
By: /s/ JOSEPH J. WALLACE2*Joseph J. Wallace, Chief Financial Officer
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(T}q@(pH=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)INDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }U5}$ }

COLLECTORS UNIVERSE INC10K
08/30/2018POWER OF ATTORNEY Signature
TitleDate
/s/ BRUCE A. STEVENS
*
"Chairman of the Board and Director
August 30, 2018Bruce A. Stevens
/s/ JOSEPH J. ORLANDO
,
$Chief Executive Officer and Director
August 30, 2018Joseph J. Orlando%(Principal Executive Officer)/s/ DAVID HALLPresident and DirectorAugust 30, 2018
David G. Hall/s/ JOSEPH J. WALLACEChief Financial OfficerAugust 30, 2018Joseph J. Wallace4,(Principal Financial and Accounting Officer)/s/ A. CLINTON ALLENDirectorAugust 30, 2018A. Clinton Allen/s/ ROBERT G. DEUSTERDirectorAugust 30, 2018Robert G. Deuster!/s/ DEBORAH A. FARRINGTONDirectorAugust 30, 2018Deborah A. Farrington/s/ JOSEPH R. MARTINDirectorAugust 30, 2018D3lvj_S>B&6A !"#$%&'()*+, Joseph R. Martin !!!!!"/s/ A.J. BERT MOYER""Director""August 30, 2018#A.J. Bert Moyer####$$$$$%/s/ VAN D. SIMMONS%%Director%%August 30, 2018&Van D. Simmons&&&&'''''()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }>
COLLECTORS UNIVERSE INC10K
08/30/2018INDEX TO EXHIBITSExhibit No.Description
@
9
1Amended and Restated Certificate of Incorporation,$of Collectors Universe. Incorporated4,by reference to Exhibit 3.2 to the Company?s
0
(Registration Statement on Form S3 (File3+No. 333122129), filed on January 19, 2005.
3.2.1/'Certificate of Amendment to Amended and%Restated Certificate of Incorporation,$of Collectors Universe. Incorporated6.by reference to Exhibit 3.2.1 to the Company?s0(Registration Statement on Form S3 (File3+No. 333122129), filed on January 19, 2005.3.3A80Second Amended and Restated Bylaws of Collectors/'Universe, Inc. as adopted and effective4,February 27, 2015. Incorporated by reference0(to Exhibit 3.3A to the Current Report on5Form 8K filed with the SEC on March 4, 2015.333333%@7/Form of Indemnification Agreement. Incorporated1)by reference to the same numbered exhibit/'to the Company?s Registration StatementD lvj0i~Z
y'hu)[ !"#$%&'()*+,./0123456789:;<=>? 2 *(No. 33386449) on Form S1 filed with the!!'!Commission on September 2, 1999"""#
ףp=
%@#1#)Collectors Universe 2013 Equity Incentive$$5$Plan. Incorporated by reference from Appendix%%/%'A to the Company?s 2013 Proxy Statement&&3&+filed with the commission on October, 2013.'' '*((()%@)0)(Key Services Agreement, dated as of June***%18, 2016, between Collectors Universe++6+.(Shanghai) Co., Ltd, a wholly owned subsidiary,,<,4of the Company and Guojin Gold Co. Ltd. Incorporated6.by reference to Exhibit 10.55 to the Company?s..1.)Annual Report on Form 10K for its fiscal//3/+year ended June 30, 2016 filed with the SEC000on August 30, 20161112Q%@242,Business Loan Agreement and related Addendum3343,entered into January 10, 2017 by the Company4404(and ZB N.A., dba California Bank & Trust55.5&(?CB&T?). Incorporated by reference to66.6&Exhibit 10.98 to the Company?s Current7727*Report on Form 8K dated January 10, 2017.8889p=
#%@9.9&Promissory Note, and related Addendum,::/:'entered into by the Company pursuant to;;/;'the Business Loan Agreement (referenced<<1<)in Exhibit 10.56 above) with ZB N.A., dba===%California Bank & Trust. Incorporated>>6>.by reference to Exhibit 10.99 to the Company?s??0?(Current Report on Form 8K dated JanuaryD[loK\
r)[7Ec?Y@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@@ 10, 2017.AAAB)\(%@B/B'Office Lease entered into as Tenant andCC/C'Pacific Center owner, LLC, as landlord.DD2D*Incorporated by reference to Exhibit 10.99EE/E'to the Company?s Current Report on FormFF#F8K dated February 3, 2017.GGGHGz.%@H4H,Business Loan Agreement and related AddendumII5I(the ?Loan Agreement?) entered into SeptemberJJ1J)15, 2017, by the Company and ZB N.A., dbaKK6K.California Bank & Trust (?CB&T?). IncorporatedLL6L.by reference to Exhibit 10.98 to the Company?sMM1M)Current Report on Form 8K dated SeptemberNNN 20, 2017.OOOP333333%@P1P)Promissory Note and Related Addendum (theQQ.Q&?Promissory Note?) dated September 15,RR2R*2017, entered into by the Company pursuantSS1S)to the Business Loan Agreement referencedTT3T+in Exhibit 10.59 above, between the CompanyUU.U&and CB&T. Incorporated by reference toVV2V*Exhibit 10.99 the Company?s Current ReportWWW%on Form 8K dated September 20, 2017.XXXYQ8%@YY%Employment Agreement dated October 9,ZZ4Z,2017 between the Company and Joseph Orlando,[[3[+CEO. Incorporated by reference a to Exhibit\\0\(10.99 to the Company?s Current Report on]]*]"Form 8K dated October 11, 2017. *^^^_=
ףp=%@_6_.Collectors Universe Fiscal 2018 Cash IncentiveD'l^z;p#2DZyUg`abcdefghijklmnopqrstuvwxyz{}~``1`)Plan incorporated by reference to Exhibitaa/a'99.1 to the Company?s Current Report onbb+b#Form 8K dated December 11, 2017. *cccd(\B%@d1d)Collectors Universe 2017 Equity Incentiveee5ePlan. Incorporated by reference from Appendixff2f*A to Company?s, 2017 Proxy Statement filedgg0g(with the Commission on October 26, 2017.hh h*iiij21.1**j"jSubsidiaries of Registrantkkkl23.1**l0l(Consent of Independent Registered PublicmmmAccounting Firmnnno31.1**o/o'Certifications of CEO Under Section 302pp!pOf The SarbanesOxley Actqqqr31.2**r/r'Certifications of CFO Under Section 302ss!sOf The SarbanesOxley Actttt
u32.1?u2u*CEO Certification of Periodic Report Undervvv%Section 906 of the SarbanesOxley Actwww
x32.2?x2x*CFO Certification of Periodic Report Underyyy%Section 906 of the SarbanesOxley Actz{$____________________________1})Created by Morningstar Document Research.0~(http://documentresearch.morningstar.com/Bp Xh!Yv2eb%eAe=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSSUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }I }$ }U5
COLLECTORS UNIVERSE INC10K
08/30/2018INDEX TO EXHIBITS101.INSXBRL Instance Document
101.SCH
/
'XBRL Taxonomy Extension Schema Document101.CAL4,XBRL Taxonomy Extension Calculation Linkbase
Document101.DEF3+XBRL Taxonomy Extension Definition LinkbaseDocument101.LAB/'XBRL Taxonomy Extension Labels LinkbaseDocument101.PRE,$XBRL Taxonomy Extension PresentationLinkbase Document$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/<vj)8fBQ=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }1}$ }}$ }
COLLECTORS UNIVERSE INC10K
08/30/2018"SUBSIDIARIES OF REGISTRANTNameState / Country ofCollectors Universe " Incorporation/Organization Ultimate Ownership
Percentage&Certified Asset Exchange, Inc.Delaware100%
CU Assets 1, Inc.New York100%CU Assets 2, Inc.Delaware100%#CU Assets 3 (Holdings), LLCDelaware100%Expos Unlimited, LLC
California100%/'Collectors Universe (Hong Kong) Limited Hong Kong100%.&Collectors Universe (Shanghai) Limited
China100%1)Collectors Universe (Japan) Limited Japan
Japan100%$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/D lymaNpFI
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }U}$
COLLECTORS UNIVERSE INC10K
08/30/2018%SECTION 302 OF THE SARBANESOXLEY ACTDate: August 30, 2018/s/ JOSEPH J. ORLANDO Joseph J. Orlando
Chief Executive Officer
$
____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/$u,znbVth\4=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!CERTIFICATION OF PERIODIC REPOR!CERTIFICATION OF PERIODIC R (1)U }}$ }U}$
COLLECTORS UNIVERSE INC10K
08/30/2018%SECTION 302 OF THE SARBANESOXLEY ACTDate: August 30, 2018/s/ JOSEPH J. WALLACE Joseph J. Wallace
Chief Financial Officer
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC R (1)U }}$ }$4}$
COLLECTORS UNIVERSE INC10K
08/30/2018( CERTIFICATION OF PERIODIC REPORTDate: August 30, 2018/s/ JOSEPH J. ORLANDO Joseph J. Orlando
Chief Executive Officer
3+A signed original of this written statement
1
)required by Section 906 has been provided0(to Collectors Universe, Inc. and will be$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Tsg[yIU=PF0*8X>
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FORM 10KCOLLECTORS UNIVERSE INCCOLLECTORS UNIVERSE INC (1)
SIGNATURES
OverviewOverview (1)Intellectual Property!EXECUTIVE OFFICERS OF REGISTRAN!ITEM 5 MARKET FOR COMMON STOCK ITEM 5 MARKET FOR COMMON S (1)STOCK PERFORMANCE GRAPHStatement of OperationsStatement of Operations (1)!Factors That Can Affect Operati!Factors That Can Affect Ope (1)!Overview of Fiscal 2018 OperatiRestricted SharesResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)Results of Operations (12)Statement of Operations (2)Statement of Operations (3)!Liquidity and Capital Resources!ITEM 8 FINANCIAL STATEMENTS ANDCONSOLIDATED BALANCE SHEETS!CONSOLIDATED STATEMENTS OF OPER!CONSOLIDATED STATEMENTS OF STOC!CONSOLIDATED STATEMENTS OF CASH!CONSOLIDATED STATEMENTS OF (1)Net Income Per Share!2009 disposal of our jewelry buJune 30 in thousandsJune 30 in thousands (1)!June 30 2018 and 2017 in thousa!779000 600000 and 560000 for th!June 30 2018 is approximately 3June 30 in thousands (2)!2018 2017 and 2016 were as foll!June 30 2018 2017 and 2016 pretJune 30 in thousands (3)!June 30 was as follows in thous!June 30 2018 and 2017 were as f!June 30 2018 the liability for !June 30 2020 based on the exten!42180 PSUs will be recognized b!1012000 of compensation expense!June 30 2018 2017 and 2016 and !June 30 2018 are as follows in !June 30 2018 2017 and 2016 Net June 30 2018 2017 and 2016 (1)Statement of Operations (4)!July 31 2018 the Company announ
PART III EXHIBITSIGNATURES (1)POWER OF ATTORNEYINDEX TO EXHIBITSINDEX TO EXHIBITS (1)SUBSIDIARIES OF REGISTRANT!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!CERTIFICATION OF PERIODIC REPORU }}$ }$4}$
COLLECTORS UNIVERSE INC10K
08/30/2018( CERTIFICATION OF PERIODIC REPORTDate:August 30, 2018/s/ JOSEPH J. WALLACE Joseph J. Wallace
Chief Financial Officer
3+A signed original of this written statement
1
)required by Section 906 has been provided0(to Collectors Universe, Inc. and will be$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Tsg[zJV.=PF0*8X>
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